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Sealants & Waterproofing Submittal Package Checklist

Project: __________________________

Submittal #: ____________________

Spec section(s): _________________

Date: __________________________

1 · Package document set

Every submittal package includes these, in this order.

  • Cover sheet — project, submittal number, spec section(s), date, and the submitting company
  • Transmittal — item list keyed to the schedule, with the reviewer/GC and the type (partial or full)
  • Table of contents / section dividers so the reviewer can navigate
  • Product data — manufacturer cut sheets marked to the exact model, options, and finish being furnished (strike what doesn't apply)
  • Shop drawings for anything fabricated or custom, matched to the drawings and schedules
  • Samples or physical mock-ups where the specification requires visual approval
  • Certifications & test reports the spec calls up (listings, ratings, compliance letters)
  • O&M data and warranties where required at this stage
  • Substitution request forms for any product not on the approved-manufacturer list

2 · Sealants & Waterproofing scope — by spec section

Pull a submittal for each section in your scope; confirm the spec's Part 1 list.

  • Sealant schedule: each joint type and location, the sealant used, its color, and the primer and backer rod
  • Product data for each sealant showing its ASTM C920 type, grade and movement class (for example, Class 25 or 50)
  • Adhesion and compatibility test results on the actual substrates — the manufacturer's lab report, plus field adhesion tests where specified
  • Color samples for exposed sealants, matched to the adjacent finishes
  • Waterproofing product data for each system: sheet, fluid-applied, cementitious or bentonite, with primers, drainage boards and protection boards
  • Project-specific details at terminations, transitions to the air barrier, corners and penetrations
  • Installer qualification letter where the manufacturer's warranty requires a certified installer
  • Sample warranty in the term and form the spec asks for, and the flood or water test plan where required

3 · Before you submit — common rejection reasons to rule out

Reviewers flag these first. Verify each is not an issue before you send.

  • Sealant movement class lower than the joint design or spec requires
  • No adhesion or compatibility test results for the project substrates
  • Primers or backer rods left out of the schedule
  • Generic manufacturer details instead of project-specific ones at edges and penetrations
  • Warranty term or form that does not match the spec
  • No proof of installer certification where the warranty depends on it
  • Waterproofing not shown as compatible with the adjacent air barrier or flashing

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