Submittal Basics

What Goes in a Submittal Package?

Quick Answer

A complete submittal package contains a transmittal identifying the submittal number and spec section, a cover sheet, and the technical content: manufacturer product data marked to show exactly what is being furnished, shop drawings where fabrication is involved, and any required samples, certifications, calculations, or test reports. The spec section's Part 1 'Submittals' article is the authoritative checklist — the package should answer it item for item.

Start with the spec section, not a generic checklist

Every spec section lists its own submittal requirements in Part 1, usually under 'Action Submittals' and 'Informational Submittals.' That article is the contract's checklist for your package. A package that includes everything the article lists — and nothing that belongs to a different section — reviews faster and cleaner than a kitchen-sink PDF. When your scope spans multiple sections, submit multiple packages; reviewers route by section, and mixed packages sit in queues twice.

The standard contents, front to back

A well-built package reads in this order:

  • Transmittal: project, submittal number (e.g., 26 51 00-001), spec section, description, sender, date, and action requested
  • Cover sheet with the contractor's review stamp — the GC certifies it reviewed the package before forwarding
  • Table of contents when the package has more than a few items
  • Product data: cut sheets with the furnished model circled or highlighted and non-applicable options struck
  • Shop drawings, where the section requires them
  • Supporting documents the section calls for: test reports, listings (UL/FM), warranties, installer certifications, delegated-design calculations
  • Deviation list: any place the submitted item departs from the spec, stated explicitly

Mark-ups are not optional

The single biggest quality difference between packages is markup discipline. A raw catalog page showing eight model variants tells the reviewer nothing; the same page with the furnished catalog number highlighted, options annotated, and irrelevant variants struck reviews in seconds. The convention is simple: highlight or arrow what you are providing, strike what you are not, and cloud anything that deviates from spec with a note. Reviewers reward packages they can approve without guessing — and 'Revise and Resubmit' is what guessing looks like from the other side.

Deviations: disclose, don't bury

If anything in the package deviates from the specified product, performance, or manufacturer, say so on the cover — most GCs use a deviation log line on the transmittal. A disclosed deviation the reviewer accepts becomes an approved record. A buried deviation that gets installed becomes rework, because approval of a submittal generally does not cover deviations the contractor failed to flag; AIA A201 puts that risk squarely on the contractor.

Assembling it without the PDF wrestling

Submittal.App builds the package structure automatically: the AI Builder matches your schedule against indexed manufacturer documents, generates the cover sheet and table of contents, and assembles a section-organized PDF in minutes. You add project-specific pieces — shop drawings, calcs — and send one review link. Comments, versions, and the approved record all live in one place, which means the question 'what did we actually submit in March' has a two-click answer instead of an email excavation.

Related Questions

What is the difference between action and informational submittals?

Action submittals require the reviewer's approval before work proceeds (product data, shop drawings, samples). Informational submittals — test reports, certifications, warranties — are filed for the record and typically reviewed only for conformance, without an approval stamp gating the work.

Should one package cover multiple spec sections?

Avoid it. Reviewers route packages by section, and mixing sections means the whole package waits for the slowest reviewer. One section per package, one package per revision cycle, keeps the register clean.

How should submittals be numbered?

The dominant convention is spec section plus sequence: 23 73 13-001, with resubmittals suffixed R1, R2. It sorts naturally in the log and tells everyone what the package contains before opening it.

Does the GC have to stamp packages before the architect sees them?

Yes on most contracts — the GC's review stamp certifies it checked the submittal against the contract documents and field conditions. Architects routinely return unstamped packages without review.

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