Trade Submittal Guide

Mechanical / HVAC Submittal Template: What to Include and How to Build It

Quick Answer

A mechanical submittal package covers Division 23: equipment cut sheets with capacity data matched to the schedules (RTUs, AHUs, fans, VAV boxes, pumps), ductwork shop drawings, piping materials, insulation, and — usually as a separate package — the controls submittal with sequences and points lists. The engineer checks every performance number against the equipment schedule, so submit scheduled capacities, electrical characteristics, and dimensions side by side.

What belongs in a mechanical submittal package

Division 23 packages are usually broken into equipment, distribution, and controls. A typical breakdown:

  • 23 05 48 / 23 05 93 — Vibration isolation and TAB (test-and-balance is often a deferred submittal)
  • 23 07 13 — Duct and pipe insulation with thickness schedules
  • 23 31 13 — Metal ducts: gauge schedule, sealant class, and coordinated shop drawings
  • 23 34 00 — Fans: curves with the operating point plotted
  • 23 36 00 — VAV terminal units: sizes, min/max CFM matched to the schedule
  • 23 73 13 / 23 74 13 — AHUs and RTUs: capacities, ESP, electrical data (MCA/MOCP), curb and clearance dimensions
  • 23 09 00 — Controls: sequences of operation, points list, valve and damper schedules, panel layouts

Equipment data the engineer actually checks

Mechanical engineers review against the schedule, line by line: total and sensible cooling capacity, heating input/output, airflow, external static pressure, electrical characteristics, and sound data where specified. Submit the selection at the scheduled conditions — a generic catalog page at ARI conditions will bounce. Include unit dimensions and weights, because the structural engineer may need to confirm curb loads, and note any accessories (economizers, hail guards, convenience outlets) that appear in the spec.

Ductwork is a shop-drawing exercise, not a cut-sheet exercise: fabrication drawings showing gauge, seal class, hangers, and routing coordinated with the other trades, typically at 3/8" scale or in a BIM-derived format on larger jobs.

The review round-trip

The package routes through the GC to the mechanical engineer of record. Equipment packages commonly take the full review window because the engineer is verifying selections against loads; controls submittals often take longer and generate the most comments, since sequences touch every other system. Plan on at least one 'Revise and Resubmit' cycle for controls, and hold ductwork fabrication until the equipment connections are approved — duct shop drawings drawn to a rejected AHU are wasted work.

Common rejection reasons on HVAC submittals

The recurring offenders:

  • Capacity or ESP below scheduled values, or selections run at non-scheduled conditions
  • Electrical data that conflicts with the electrical drawings (MCA/MOCP vs. breaker and feeder sizes)
  • Missing sound data when the spec sets NC or dBA limits
  • Substituted equipment that changes physical dimensions without confirming it still fits the mechanical room or curb
  • Controls submittal missing sequences or points lists — cut sheets for thermostats alone don't cut it
  • No seismic or wind restraint calculations where the code requires them

How Submittal.App builds the mechanical package

Feed Submittal.App the equipment schedule or spec sections and the AI Builder matches each scheduled unit to manufacturer data, assembles the package with cover sheet, table of contents, and per-section dividers, and keeps every catalog number tied to its schedule tag. Review comments come back through a shared link, and the approved package rolls into procurement — quotes and POs generated from the same data, no retyping.

Related Questions

Should controls be submitted separately from mechanical equipment?

Yes. The controls submittal (23 09 00) depends on approved equipment — you cannot finalize points lists until the AHU and VAV selections are locked. Submitting it separately keeps equipment procurement moving while sequences get worked out.

What is a deferred submittal in mechanical work?

Items the building department allows to be submitted after permit, reviewed later — commonly seismic anchorage calculations, TAB reports, and sometimes full controls documentation. They still need design-professional review before installation.

Do I need coordinated drawings before duct fabrication?

On most commercial jobs, yes. The GC's coordination process (often BIM-based) signs off on routing before fabrication, separate from the engineer's shop-drawing review. Fabricating from uncoordinated drawings is how you end up recutting duct in the field.

How do I handle an equipment substitution for a long-lead RTU?

File a formal substitution request showing equal capacity, efficiency, electrical, and footprint — before submitting the package. Lead time alone is a legitimate driver, but the engineer still needs the comparison data to approve it.

Your Next Submittal, Assembled by AI

Submittal.App's AI Builder turns schedules and spec sections into formatted submittal packages, then flows approvals into quotes and POs.